Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, YAT TUNG
Chinese Name of Relevant Individual
陳日東
HKMA Registration Number
AI6139
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Jul 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INSURANCE SPECIALIST
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Jul 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INSURANCE SPECIALIST
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 18 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 18 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2024 - 27 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Mar 2024 - 27 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Nov 2022 - 03 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
24 Nov 2022 - 03 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
21 Sep 2021 - 22 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Mar 2021 - 22 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Mar 2021 - 22 Oct 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, YAT TUNG
:
Chinese Name of Relevant Individual
陳日東
:
HKMA Registration Number
AI6139
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
18 Jul 2025
No
INSURANCE SPECIALIST
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
18 Jul 2025
No
INSURANCE SPECIALIST
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6139
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 18 Jul 2025
No
AI6139
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 18 Jul 2025
No
AI6139
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
14 Mar 2024 - 27 May 2025
No
AI6139
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
14 Mar 2024 - 27 May 2025
No
AI6139
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
24 Nov 2022 - 03 Jan 2024
No
AI6139
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
24 Nov 2022 - 03 Jan 2024
No
AI6139
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
21 Sep 2021 - 22 Oct 2022
No
AI6139
HANG SENG BANK, LIMITED
Type 1: dealing in securities
15 Mar 2021 - 22 Oct 2022
No
AI6139
HANG SENG BANK, LIMITED
Type 4: advising on securities
15 Mar 2021 - 22 Oct 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.