Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOI, KING CHIU
Chinese Name of Relevant Individual
蔡境超
HKMA Registration Number
AI6165
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2025 - 14 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jan 2025 - 14 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Oct 2021 - 27 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
19 Oct 2021 - 27 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Mar 2021 - 19 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Mar 2021 - 19 Sep 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOI, KING CHIU
:
Chinese Name of Relevant Individual
蔡境超
:
HKMA Registration Number
AI6165
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6165
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
23 Jan 2025 - 14 Jun 2026
No
AI6165
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
23 Jan 2025 - 14 Jun 2026
No
AI6165
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
19 Oct 2021 - 27 Dec 2024
No
AI6165
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
19 Oct 2021 - 27 Dec 2024
No
AI6165
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
18 Mar 2021 - 19 Sep 2021
No
AI6165
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
18 Mar 2021 - 19 Sep 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.