Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
NG, KA LAM
Chinese Name of Relevant Individual

吳嘉霖
HKMA Registration Number
AI6202
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
First date of engagement
23 Mar 2021
Is an Executive Officer? (Yes / No)
No
Capacity
PORTFOLIO MANAGER
Remarks
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
First date of engagement
23 Mar 2021
Is an Executive Officer? (Yes / No)
No
Capacity
PORTFOLIO MANAGER
Remarks
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 9: asset management
First date of engagement
23 Mar 2021
Is an Executive Officer? (Yes / No)
No
Capacity
PORTFOLIO MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
NG, KA LAM
:
Chinese Name of Relevant Individual
吳嘉霖
:
HKMA Registration Number
AI6202
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
23 Mar 2021
No
PORTFOLIO MANAGER
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
23 Mar 2021
No
PORTFOLIO MANAGER
UNION BANCAIRE PRIVÉE, UBP SA
Type 9: asset management
23 Mar 2021
No
PORTFOLIO MANAGER