Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
-, CHIN KUO WEI
Chinese Name of Relevant Individual
HKMA Registration Number
AI6220
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2023 - 23 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
22 May 2023 - 23 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2022 - 14 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2022 - 14 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2021 - 18 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2021 - 18 Jun 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
-, CHIN KUO WEI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI6220
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6220
CIMB BANK BERHAD
Type 1: dealing in securities
22 May 2023 - 23 May 2023
No
AI6220
CIMB BANK BERHAD
Type 4: advising on securities
22 May 2023 - 23 May 2023
No
AI6220
CIMB BANK BERHAD
Type 1: dealing in securities
12 Jan 2022 - 14 Jan 2022
No
AI6220
CIMB BANK BERHAD
Type 4: advising on securities
12 Jan 2022 - 14 Jan 2022
No
AI6220
CIMB BANK BERHAD
Type 1: dealing in securities
23 Mar 2021 - 18 Jun 2021
No
AI6220
CIMB BANK BERHAD
Type 4: advising on securities
23 Mar 2021 - 18 Jun 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.