Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZHANG, XUAN
Chinese Name of Relevant Individual
張晅
HKMA Registration Number
AI6263
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Dec 2025
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF PRIVATE WEALTH MANAGEMENT DEPARTMENT
Remarks
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Dec 2025
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF PRIVATE WEALTH MANAGEMENT DEPARTMENT
Remarks
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Mar 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF PRIVATE BANKING & WEALTH MANAGEMENT
Remarks
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
27 Mar 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF PRIVATE BANKING & WEALTH MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA MERCHANTS BANK CO., LTD.
SFC CE number
AHN815
Business Address
27-28/F, 30-31/F, THREE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG.
Name of Registered Institution
CMB WING LUNG BANK LIMITED
SFC CE number
AAF294
Business Address
43-49 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 May 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 May 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 25 Jan 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 25 Jan 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Dec 2025 - 21 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Dec 2025 - 21 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2021 - 24 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Mar 2021 - 24 Jan 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZHANG, XUAN
:
Chinese Name of Relevant Individual
張晅
:
HKMA Registration Number
AI6263
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
24 Dec 2025
Yes
HEAD OF PRIVATE WEALTH MANAGEMENT DEPARTMENT
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
24 Dec 2025
Yes
HEAD OF PRIVATE WEALTH MANAGEMENT DEPARTMENT
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
27 Mar 2021
Yes
HEAD OF PRIVATE BANKING & WEALTH MANAGEMENT
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
27 Mar 2021
Yes
HEAD OF PRIVATE BANKING & WEALTH MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
CHINA MERCHANTS BANK CO., LTD.
AHN815
27-28/F, 30-31/F, THREE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG.
CMB WING LUNG BANK LIMITED
AAF294
43-49 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6263
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
Since 22 May 2026
Yes
AI6263
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
Since 22 May 2026
Yes
AI6263
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
Since 25 Jan 2022
Yes
AI6263
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
Since 25 Jan 2022
Yes
AI6263
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
24 Dec 2025 - 21 May 2026
No
AI6263
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
24 Dec 2025 - 21 May 2026
No
AI6263
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
27 Mar 2021 - 24 Jan 2022
No
AI6263
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
27 Mar 2021 - 24 Jan 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.