Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, SHING TO
Chinese Name of Relevant Individual
鄭成濤
HKMA Registration Number
AI6266
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
11 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR RELATIONSHIP MANAGER
Remarks
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
11 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR RELATIONSHIP MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
FUBON BANK (HONG KONG) LIMITED
SFC CE number
AAA582
Business Address
FUBON BANK BUILDING, 38 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 11 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 11 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Nov 2024 - 16 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 May 2022 - 24 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 May 2022 - 24 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Aug 2021 - 04 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Aug 2021 - 04 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
18 Aug 2021 - 04 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2021 - 10 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Mar 2021 - 10 Jul 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, SHING TO
:
Chinese Name of Relevant Individual
鄭成濤
:
HKMA Registration Number
AI6266
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Oct 2025
No
SENIOR RELATIONSHIP MANAGER
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Oct 2025
No
SENIOR RELATIONSHIP MANAGER
Name of Registered Institution
SFC CE number
Business Address
FUBON BANK (HONG KONG) LIMITED
AAA582
FUBON BANK BUILDING, 38 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6266
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 11 Oct 2025
No
AI6266
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 11 Oct 2025
No
AI6266
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Nov 2024 - 16 Sep 2025
No
AI6266
DAH SING BANK, LIMITED
Type 1: dealing in securities
07 May 2022 - 24 Sep 2024
No
AI6266
DAH SING BANK, LIMITED
Type 4: advising on securities
07 May 2022 - 24 Sep 2024
No
AI6266
HANG SENG BANK, LIMITED
Type 1: dealing in securities
18 Aug 2021 - 04 Feb 2022
No
AI6266
HANG SENG BANK, LIMITED
Type 4: advising on securities
18 Aug 2021 - 04 Feb 2022
No
AI6266
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
18 Aug 2021 - 04 Feb 2022
No
AI6266
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
27 Mar 2021 - 10 Jul 2021
No
AI6266
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
27 Mar 2021 - 10 Jul 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.