Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, SAN HO
Chinese Name of Relevant Individual
羅燊豪
HKMA Registration Number
AI6289
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Mar 2024 - 01 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
16 Mar 2024 - 01 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2023 - 02 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 May 2023 - 02 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
29 May 2023 - 02 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jun 2022 - 24 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jun 2022 - 24 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2021 - 28 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2021 - 28 May 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, SAN HO
:
Chinese Name of Relevant Individual
羅燊豪
:
HKMA Registration Number
AI6289
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6289
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
16 Mar 2024 - 01 Feb 2026
No
AI6289
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
16 Mar 2024 - 01 Feb 2026
No
AI6289
HANG SENG BANK, LIMITED
Type 1: dealing in securities
29 May 2023 - 02 Nov 2023
No
AI6289
HANG SENG BANK, LIMITED
Type 4: advising on securities
29 May 2023 - 02 Nov 2023
No
AI6289
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
29 May 2023 - 02 Nov 2023
No
AI6289
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
29 Jun 2022 - 24 Apr 2023
No
AI6289
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
29 Jun 2022 - 24 Apr 2023
No
AI6289
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
01 Apr 2021 - 28 May 2022
No
AI6289
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
01 Apr 2021 - 28 May 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.