Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHU, HOI YAN
Chinese Name of Relevant Individual
朱凱茵
HKMA Registration Number
AI6298
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2024 - 29 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2024 - 29 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Oct 2022 - 31 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Oct 2022 - 31 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2021 - 23 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2021 - 23 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2021 - 23 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2021 - 23 Jul 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHU, HOI YAN
:
Chinese Name of Relevant Individual
朱凱茵
:
HKMA Registration Number
AI6298
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6298
DAH SING BANK, LIMITED
Type 1: dealing in securities
19 Jan 2024 - 29 Feb 2024
No
AI6298
DAH SING BANK, LIMITED
Type 4: advising on securities
19 Jan 2024 - 29 Feb 2024
No
AI6298
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Oct 2022 - 31 Aug 2023
No
AI6298
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Oct 2022 - 31 Aug 2023
No
AI6298
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Apr 2021 - 23 Jul 2022
No
AI6298
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Apr 2021 - 23 Jul 2022
No
AI6298
CITIBANK, N.A.
Type 1: dealing in securities
04 Apr 2021 - 23 Jul 2022
No
AI6298
CITIBANK, N.A.
Type 4: advising on securities
04 Apr 2021 - 23 Jul 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.