Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, NGO SHEUNG RACHEL
Chinese Name of Relevant Individual
王敖霜
HKMA Registration Number
AI6303
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jan 2024 - 03 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jan 2024 - 03 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Apr 2021 - 05 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Apr 2021 - 05 Jun 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, NGO SHEUNG RACHEL
:
Chinese Name of Relevant Individual
王敖霜
:
HKMA Registration Number
AI6303
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6303
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
30 Jan 2024 - 03 Dec 2024
No
AI6303
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
30 Jan 2024 - 03 Dec 2024
No
AI6303
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
08 Apr 2021 - 05 Jun 2021
No
AI6303
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
08 Apr 2021 - 05 Jun 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.