Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, ZI SEN
Chinese Name of Relevant Individual
吳志燊
HKMA Registration Number
AI6304
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2025 - 31 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Aug 2025 - 31 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Feb 2023 - 05 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Feb 2023 - 05 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Feb 2022 - 06 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Feb 2022 - 06 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Apr 2021 - 21 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Apr 2021 - 21 Dec 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, ZI SEN
:
Chinese Name of Relevant Individual
吳志燊
:
HKMA Registration Number
AI6304
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6304
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
13 Aug 2025 - 31 Dec 2025
No
AI6304
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
13 Aug 2025 - 31 Dec 2025
No
AI6304
DAH SING BANK, LIMITED
Type 1: dealing in securities
08 Feb 2023 - 05 Jul 2025
No
AI6304
DAH SING BANK, LIMITED
Type 4: advising on securities
08 Feb 2023 - 05 Jul 2025
No
AI6304
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Feb 2022 - 06 Nov 2022
No
AI6304
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Feb 2022 - 06 Nov 2022
No
AI6304
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
08 Apr 2021 - 21 Dec 2021
No
AI6304
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
08 Apr 2021 - 21 Dec 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.