Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
TSAI, TZU LI
Chinese Name of Relevant Individual

蔡子立
HKMA Registration Number
AI6332
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 Apr 2021
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, CAPITAL MARKET
Remarks
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
13 Apr 2021
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, CAPITAL MARKET
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TSAI, TZU LI
:
Chinese Name of Relevant Individual
蔡子立
:
HKMA Registration Number
AI6332
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CTBC BANK CO., LTD.
Type 1: dealing in securities
13 Apr 2021
No
VICE PRESIDENT, CAPITAL MARKET
CTBC BANK CO., LTD.
Type 4: advising on securities
13 Apr 2021
No
VICE PRESIDENT, CAPITAL MARKET