Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, YANJUN
Chinese Name of Relevant Individual
吳彦君
HKMA Registration Number
AI6353
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Mar 2025
Is an Executive Officer? (Yes / No)
No
Capacity
COVERAGE, CORPORATE & INVESTMENT BANKING
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Mar 2025
Is an Executive Officer? (Yes / No)
No
Capacity
COVERAGE, CORPORATE & INVESTMENT BANKING
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
10 Mar 2025
Is an Executive Officer? (Yes / No)
No
Capacity
COVERAGE, CORPORATE & INVESTMENT BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
SFC CE number
AJI614
Business Address
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 10 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 10 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 10 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2021 - 26 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Oct 2021 - 26 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Apr 2021 - 23 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Apr 2021 - 23 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
15 Apr 2021 - 23 Sep 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, YANJUN
:
Chinese Name of Relevant Individual
吳彦君
:
HKMA Registration Number
AI6353
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Mar 2025
No
COVERAGE, CORPORATE & INVESTMENT BANKING
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Mar 2025
No
COVERAGE, CORPORATE & INVESTMENT BANKING
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
10 Mar 2025
No
COVERAGE, CORPORATE & INVESTMENT BANKING
Name of Registered Institution
SFC CE number
Business Address
STANDARD CHARTERED BANK (HONG KONG) LIMITED
AJI614
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6353
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 10 Mar 2025
No
AI6353
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 10 Mar 2025
No
AI6353
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
Since 10 Mar 2025
No
AI6353
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
07 Oct 2021 - 26 Feb 2025
No
AI6353
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
07 Oct 2021 - 26 Feb 2025
No
AI6353
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
15 Apr 2021 - 23 Sep 2021
No
AI6353
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
15 Apr 2021 - 23 Sep 2021
No
AI6353
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
15 Apr 2021 - 23 Sep 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.