Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
-, MOHAMED AYAZ BIN MOHAMED ISMAIL
Chinese Name of Relevant Individual
HKMA Registration Number
AI6372
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2023 - 23 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
22 May 2023 - 23 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Apr 2021 - 18 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
19 Apr 2021 - 18 Jul 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
-, MOHAMED AYAZ BIN MOHAMED ISMAIL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI6372
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6372
CIMB BANK BERHAD
Type 1: dealing in securities
22 May 2023 - 23 May 2023
No
AI6372
CIMB BANK BERHAD
Type 4: advising on securities
22 May 2023 - 23 May 2023
No
AI6372
CIMB BANK BERHAD
Type 1: dealing in securities
19 Apr 2021 - 18 Jul 2021
No
AI6372
CIMB BANK BERHAD
Type 4: advising on securities
19 Apr 2021 - 18 Jul 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.