Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GOH, CHOK HEONG MARIE
Chinese Name of Relevant Individual
吳竹香
HKMA Registration Number
AI6404
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2024 - 27 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 4: advising on securities
Effective Period
16 Sep 2024 - 27 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Apr 2021 - 18 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CANADIAN IMPERIAL BANK OF COMMERCE
Regulated Activity
Type 4: advising on securities
Effective Period
23 Apr 2021 - 18 Aug 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GOH, CHOK HEONG MARIE
:
Chinese Name of Relevant Individual
吳竹香
:
HKMA Registration Number
AI6404
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6404
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
16 Sep 2024 - 27 Sep 2024
No
AI6404
CANADIAN IMPERIAL BANK OF COMMERCE
Type 4: advising on securities
16 Sep 2024 - 27 Sep 2024
No
AI6404
CANADIAN IMPERIAL BANK OF COMMERCE
Type 1: dealing in securities
23 Apr 2021 - 18 Aug 2023
No
AI6404
CANADIAN IMPERIAL BANK OF COMMERCE
Type 4: advising on securities
23 Apr 2021 - 18 Aug 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.