Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
NIAN, YIYUN
Chinese Name of Relevant Individual

粘逸云
HKMA Registration Number
AI6418
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Apr 2021
Is an Executive Officer? (Yes / No)
No
Capacity
DEPUTY CHIEF EXECUTIVE
Remarks
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
27 Apr 2021
Is an Executive Officer? (Yes / No)
No
Capacity
DEPUTY CHIEF EXECUTIVE
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
NIAN, YIYUN
:
Chinese Name of Relevant Individual
粘逸云
:
HKMA Registration Number
AI6418
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HUA XIA BANK CO., LIMITED
Type 1: dealing in securities
27 Apr 2021
No
DEPUTY CHIEF EXECUTIVE
HUA XIA BANK CO., LIMITED
Type 4: advising on securities
27 Apr 2021
No
DEPUTY CHIEF EXECUTIVE