Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAU, SZE KIT CEDRIC
Chinese Name of Relevant Individual

劉思傑
HKMA Registration Number
AI6423
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Apr 2021
Is an Executive Officer? (Yes / No)
No
Capacity
DEPARTMENT MANAGER, CONTACT CENTRE BUSINESS
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
27 Apr 2021
Is an Executive Officer? (Yes / No)
No
Capacity
DEPARTMENT MANAGER, CONTACT CENTRE BUSINESS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAU, SZE KIT CEDRIC
:
Chinese Name of Relevant Individual
劉思傑
:
HKMA Registration Number
AI6423
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
27 Apr 2021
No
DEPARTMENT MANAGER, CONTACT CENTRE BUSINESS
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
27 Apr 2021
No
DEPARTMENT MANAGER, CONTACT CENTRE BUSINESS