Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
TSANG, WAI MAN VIVIAN
Chinese Name of Relevant Individual

曾慧雯
HKMA Registration Number
AI6437
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Apr 2021
Is an Executive Officer? (Yes / No)
No
Capacity
LOANS STRUCTURING & EXECUTION
Remarks
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Apr 2021
Is an Executive Officer? (Yes / No)
No
Capacity
LOANS STRUCTURING & EXECUTION
Remarks
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
28 Apr 2021
Is an Executive Officer? (Yes / No)
No
Capacity
LOANS STRUCTURING & EXECUTION
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TSANG, WAI MAN VIVIAN
:
Chinese Name of Relevant Individual
曾慧雯
:
HKMA Registration Number
AI6437
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
28 Apr 2021
No
LOANS STRUCTURING & EXECUTION
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
28 Apr 2021
No
LOANS STRUCTURING & EXECUTION
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 6: advising on corporate finance
28 Apr 2021
No
LOANS STRUCTURING & EXECUTION