Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, ON MAN
Chinese Name of Relevant Individual
陳安文
HKMA Registration Number
AI6447
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jan 2024 - 29 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2021 - 06 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
30 Apr 2021 - 06 Apr 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, ON MAN
:
Chinese Name of Relevant Individual
陳安文
:
HKMA Registration Number
AI6447
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6447
UBS AG
Type 1: dealing in securities
09 Jan 2024 - 29 May 2026
No
AI6447
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
30 Apr 2021 - 06 Apr 2023
No
AI6447
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
30 Apr 2021 - 06 Apr 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.