Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, PAK HEI
Chinese Name of Relevant Individual
陳栢熙
HKMA Registration Number
AI6506
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2022 - 27 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2022 - 27 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2021 - 03 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Sep 2021 - 03 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 May 2021 - 20 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
06 May 2021 - 20 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 May 2021 - 20 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 May 2021 - 20 Aug 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, PAK HEI
:
Chinese Name of Relevant Individual
陳栢熙
:
HKMA Registration Number
AI6506
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6506
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
24 Aug 2022 - 27 Oct 2023
No
AI6506
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
24 Aug 2022 - 27 Oct 2023
No
AI6506
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Sep 2021 - 03 Aug 2022
No
AI6506
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Sep 2021 - 03 Aug 2022
No
AI6506
CITIBANK, N.A.
Type 1: dealing in securities
06 May 2021 - 20 Aug 2021
No
AI6506
CITIBANK, N.A.
Type 4: advising on securities
06 May 2021 - 20 Aug 2021
No
AI6506
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
06 May 2021 - 20 Aug 2021
No
AI6506
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
06 May 2021 - 20 Aug 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.