Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIN, CASSANDRA LOK MEI
Chinese Name of Relevant Individual
錢樂湄
HKMA Registration Number
AI6514
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2022 - 31 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2022 - 31 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
07 May 2021 - 31 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
07 May 2021 - 31 Aug 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIN, CASSANDRA LOK MEI
:
Chinese Name of Relevant Individual
錢樂湄
:
HKMA Registration Number
AI6514
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6514
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
13 Jan 2022 - 31 Dec 2022
No
AI6514
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
13 Jan 2022 - 31 Dec 2022
No
AI6514
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
07 May 2021 - 31 Aug 2021
No
AI6514
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
07 May 2021 - 31 Aug 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
