Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, WAI WAI
Chinese Name of Relevant Individual
王為偉
HKMA Registration Number
AI6518
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Oct 2022 - 24 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Oct 2022 - 24 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
30 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2021 - 06 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
08 Sep 2021 - 06 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 May 2021 - 14 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 May 2021 - 14 May 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, WAI WAI
:
Chinese Name of Relevant Individual
王為偉
:
HKMA Registration Number
AI6518
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6518
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
04 Oct 2022 - 24 Sep 2024
No
AI6518
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
04 Oct 2022 - 24 Sep 2024
No
AI6518
HANG SENG BANK, LIMITED
Type 1: dealing in securities
30 Aug 2022
No
AI6518
HANG SENG BANK, LIMITED
Type 4: advising on securities
30 Aug 2022
No
AI6518
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
30 Aug 2022
No
AI6518
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
08 Sep 2021 - 06 Aug 2022
No
AI6518
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
08 Sep 2021 - 06 Aug 2022
No
AI6518
DAH SING BANK, LIMITED
Type 1: dealing in securities
08 May 2021 - 14 May 2021
No
AI6518
DAH SING BANK, LIMITED
Type 4: advising on securities
08 May 2021 - 14 May 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.