Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
POON, BORIS
Chinese Name of Relevant Individual
潘駿豪
HKMA Registration Number
AI6546
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2022 - 03 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 May 2022 - 03 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
17 May 2022 - 03 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2021 - 11 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2021 - 11 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 May 2021 - 04 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 May 2021 - 04 Jul 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
POON, BORIS
:
Chinese Name of Relevant Individual
潘駿豪
:
HKMA Registration Number
AI6546
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6546
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 May 2022 - 03 Sep 2025
No
AI6546
HANG SENG BANK, LIMITED
Type 4: advising on securities
17 May 2022 - 03 Sep 2025
No
AI6546
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
17 May 2022 - 03 Sep 2025
No
AI6546
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jul 2021 - 11 Jan 2022
No
AI6546
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Jul 2021 - 11 Jan 2022
No
AI6546
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 May 2021 - 04 Jul 2021
No
AI6546
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 May 2021 - 04 Jul 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.