Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
LEE, TSZ KWUN ROSANNA
Chinese Name of Relevant Individual

李旨坤
HKMA Registration Number
AI6636
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 May 2022
Is an Executive Officer? (Yes / No)
No
Capacity
EXECUTION, PRIVATE BANKING
Remarks
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
First date of engagement
06 May 2022
Is an Executive Officer? (Yes / No)
No
Capacity
EXECUTION, PRIVATE BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LEE, TSZ KWUN ROSANNA
:
Chinese Name of Relevant Individual
李旨坤
:
HKMA Registration Number
AI6636
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
ROYAL BANK OF CANADA
Type 1: dealing in securities
06 May 2022
No
EXECUTION, PRIVATE BANKING
ROYAL BANK OF CANADA
Type 4: advising on securities
06 May 2022
No
EXECUTION, PRIVATE BANKING