Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LO, HOI YAN
Chinese Name of Relevant Individual

盧凱欣
HKMA Registration Number
AI6645
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 May 2021
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS SERVICES OFFICER
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
25 May 2021
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS SERVICES OFFICER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LO, HOI YAN
:
Chinese Name of Relevant Individual
盧凱欣
:
HKMA Registration Number
AI6645
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
25 May 2021
No
BUSINESS SERVICES OFFICER
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
25 May 2021
No
BUSINESS SERVICES OFFICER