Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
DU, YUMING
Chinese Name of Relevant Individual

杜宇鳴
HKMA Registration Number
AI6668
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 May 2021
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETING OFFICER-FIN INST
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
27 May 2021
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETING OFFICER-FIN INST
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 May 2021
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETING OFFICER-FIN INST
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
27 May 2021
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETING OFFICER-FIN INST
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
First date of engagement
20 Apr 2023
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETING OFFICER-FIN INST
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
DU, YUMING
:
Chinese Name of Relevant Individual
杜宇鳴
:
HKMA Registration Number
AI6668
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
27 May 2021
No
MARKETING OFFICER-FIN INST
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
27 May 2021
No
MARKETING OFFICER-FIN INST
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
27 May 2021
No
MARKETING OFFICER-FIN INST
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
27 May 2021
No
MARKETING OFFICER-FIN INST
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
20 Apr 2023
No
MARKETING OFFICER-FIN INST