Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LOU, HIU YAN SHERLENE
Chinese Name of Relevant Individual

樓曉殷
HKMA Registration Number
AI6672
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 May 2021
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ACCOUNT MANAGER GFIW
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LOU, HIU YAN SHERLENE
:
Chinese Name of Relevant Individual
樓曉殷
:
HKMA Registration Number
AI6672
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
28 May 2021
No
CLIENT ACCOUNT MANAGER GFIW