Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, WING KWAN
Chinese Name of Relevant Individual
何穎君
HKMA Registration Number
AI6694
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
EAST WEST BANK
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE CLIENT SERVICES
Remarks
Registered Institution
EAST WEST BANK
Regulated Activity
Type 4: advising on securities
First date of engagement
25 Dec 2025
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE CLIENT SERVICES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
EAST WEST BANK
SFC CE number
AOE791
Business Address
SUITE 1108, 11/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 25 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 4: advising on securities
Effective Period
Since 25 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Feb 2025 - 13 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
18 Feb 2025 - 13 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2021 - 31 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2021 - 31 Aug 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, WING KWAN
:
Chinese Name of Relevant Individual
何穎君
:
HKMA Registration Number
AI6694
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
EAST WEST BANK
Type 1: dealing in securities
25 Dec 2025
No
PRIVATE CLIENT SERVICES
EAST WEST BANK
Type 4: advising on securities
25 Dec 2025
No
PRIVATE CLIENT SERVICES
Name of Registered Institution
SFC CE number
Business Address
EAST WEST BANK
AOE791
SUITE 1108, 11/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6694
EAST WEST BANK
Type 1: dealing in securities
Since 25 Dec 2025
No
AI6694
EAST WEST BANK
Type 4: advising on securities
Since 25 Dec 2025
No
AI6694
CHINA EVERBRIGHT BANK CO., LTD.
Type 1: dealing in securities
18 Feb 2025 - 13 Dec 2025
No
AI6694
CHINA EVERBRIGHT BANK CO., LTD.
Type 4: advising on securities
18 Feb 2025 - 13 Dec 2025
No
AI6694
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
01 Jun 2021 - 31 Aug 2024
No
AI6694
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
01 Jun 2021 - 31 Aug 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.