Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
-, HONG HENG JIONG
Chinese Name of Relevant Individual
HKMA Registration Number
AI6703
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2025 - 14 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
04 Nov 2024 - 06 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Nov 2021 - 03 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
02 Nov 2021 - 03 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jun 2021 - 01 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CIMB BANK BERHAD
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jun 2021 - 01 Sep 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
-, HONG HENG JIONG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI6703
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6703
CIMB BANK BERHAD
Type 4: advising on securities
13 Jan 2025 - 14 Jan 2025
No
AI6703
CIMB BANK BERHAD
Type 4: advising on securities
04 Nov 2024 - 06 Nov 2024
No
AI6703
CIMB BANK BERHAD
Type 1: dealing in securities
02 Nov 2021 - 03 Nov 2021
No
AI6703
CIMB BANK BERHAD
Type 4: advising on securities
02 Nov 2021 - 03 Nov 2021
No
AI6703
CIMB BANK BERHAD
Type 1: dealing in securities
02 Jun 2021 - 01 Sep 2021
No
AI6703
CIMB BANK BERHAD
Type 4: advising on securities
02 Jun 2021 - 01 Sep 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.