Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
YEUNG, YUK YU
Chinese Name of Relevant Individual

楊玉如
HKMA Registration Number
AI6728
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 Jun 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
CHIEF EXECUTIVE OFFICER, HONG KONG AND HEAD OF RETAIL BANKING AND WEALTH, HONG KONG
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
03 Jun 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
CHIEF EXECUTIVE OFFICER, HONG KONG AND HEAD OF RETAIL BANKING AND WEALTH, HONG KONG
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 9: asset management
First date of engagement
16 Nov 2022
Is an Executive Officer? (Yes / No)
Yes
Capacity
CHIEF EXECUTIVE OFFICER, HONG KONG AND HEAD OF RETAIL BANKING AND WEALTH, HONG KONG
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
YEUNG, YUK YU
:
Chinese Name of Relevant Individual
楊玉如
:
HKMA Registration Number
AI6728
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
03 Jun 2021
Yes
CHIEF EXECUTIVE OFFICER, HONG KONG AND HEAD OF RETAIL BANKING AND WEALTH, HONG KONG
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
03 Jun 2021
Yes
CHIEF EXECUTIVE OFFICER, HONG KONG AND HEAD OF RETAIL BANKING AND WEALTH, HONG KONG
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 9: asset management
16 Nov 2022
Yes
CHIEF EXECUTIVE OFFICER, HONG KONG AND HEAD OF RETAIL BANKING AND WEALTH, HONG KONG