Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CHAU, WING YAN
Chinese Name of Relevant Individual

鄒穎欣
HKMA Registration Number
AI6734
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Nov 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT BRANCH OPERATIONS MANAGEMENT MANAGER
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Nov 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT BRANCH OPERATIONS MANAGEMENT MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAU, WING YAN
:
Chinese Name of Relevant Individual
鄒穎欣
:
HKMA Registration Number
AI6734
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
05 Nov 2024
No
ASSISTANT BRANCH OPERATIONS MANAGEMENT MANAGER
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
05 Nov 2024
No
ASSISTANT BRANCH OPERATIONS MANAGEMENT MANAGER