Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSE, YAN TING
Chinese Name of Relevant Individual
謝恩婷
HKMA Registration Number
AI6817
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
WELAB BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Apr 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR OFFICER, CUSTOMER SERVICE
Remarks
Registered Institution
WELAB BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Apr 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR OFFICER, CUSTOMER SERVICE
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
WELAB BANK LIMITED
SFC CE number
BOJ558
Business Address
23/F, K11 ATELIER KING'S ROAD, 728 KING'S ROAD, QUARRY BAY, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WELAB BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WELAB BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2024 - 30 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
28 Aug 2024 - 30 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2023 - 10 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jun 2021 - 06 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jun 2021 - 06 Aug 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSE, YAN TING
:
Chinese Name of Relevant Individual
謝恩婷
:
HKMA Registration Number
AI6817
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
WELAB BANK LIMITED
Type 1: dealing in securities
15 Apr 2025
No
SENIOR OFFICER, CUSTOMER SERVICE
WELAB BANK LIMITED
Type 4: advising on securities
15 Apr 2025
No
SENIOR OFFICER, CUSTOMER SERVICE
Name of Registered Institution
SFC CE number
Business Address
WELAB BANK LIMITED
BOJ558
23/F, K11 ATELIER KING'S ROAD, 728 KING'S ROAD, QUARRY BAY, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6817
WELAB BANK LIMITED
Type 1: dealing in securities
Since 15 Apr 2025
No
AI6817
WELAB BANK LIMITED
Type 4: advising on securities
Since 15 Apr 2025
No
AI6817
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
28 Aug 2024 - 30 Mar 2025
No
AI6817
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
28 Aug 2024 - 30 Mar 2025
No
AI6817
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Oct 2023 - 10 Mar 2024
No
AI6817
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
17 Jun 2021 - 06 Aug 2023
No
AI6817
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
17 Jun 2021 - 06 Aug 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.