Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, SHUK CHI
Chinese Name of Relevant Individual
廖淑姿
HKMA Registration Number
AI6852
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jun 2021 - 13 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jun 2021 - 13 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Jun 2021 - 30 Dec 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, SHUK CHI
:
Chinese Name of Relevant Individual
廖淑姿
:
HKMA Registration Number
AI6852
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6852
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Jun 2021 - 13 Nov 2022
No
AI6852
HANG SENG BANK, LIMITED
Type 4: advising on securities
22 Jun 2021 - 13 Nov 2022
No
AI6852
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Jun 2021 - 30 Dec 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.