Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, TSZ KWAN
Chinese Name of Relevant Individual
林子坤
HKMA Registration Number
AI6924
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Sep 2023 - 22 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Sep 2023 - 22 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jun 2021 - 26 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jun 2021 - 26 Jun 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, TSZ KWAN
:
Chinese Name of Relevant Individual
林子坤
:
HKMA Registration Number
AI6924
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6924
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Sep 2023 - 22 Feb 2026
No
AI6924
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Sep 2023 - 22 Feb 2026
No
AI6924
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Jun 2021 - 26 Jun 2023
No
AI6924
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Jun 2021 - 26 Jun 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.