Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WALAWALKAR, YASH ANAND
Chinese Name of Relevant Individual
HKMA Registration Number
AI6967
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2025 - 23 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2022 - 27 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 Jan 2022 - 09 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jul 2021 - 02 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
03 Jul 2021 - 02 Jan 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WALAWALKAR, YASH ANAND
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI6967
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6967
BNP PARIBAS
Type 1: dealing in securities
19 May 2025 - 23 May 2025
No
AI6967
BNP PARIBAS
Type 1: dealing in securities
22 Jan 2022 - 27 Sep 2024
No
AI6967
BNP PARIBAS
Type 6: advising on corporate finance
22 Jan 2022 - 09 Sep 2022
No
AI6967
BNP PARIBAS
Type 1: dealing in securities
03 Jul 2021 - 02 Jan 2022
No
AI6967
BNP PARIBAS
Type 6: advising on corporate finance
03 Jul 2021 - 02 Jan 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.