Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FU, NICOLE WAI LAM
Chinese Name of Relevant Individual
符惠琳
HKMA Registration Number
AI6975
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jul 2021 - 09 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jul 2021 - 09 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 Jul 2021 - 09 Jul 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FU, NICOLE WAI LAM
:
Chinese Name of Relevant Individual
符惠琳
:
HKMA Registration Number
AI6975
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI6975
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Jul 2021 - 09 Jul 2022
No
AI6975
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Jul 2021 - 09 Jul 2022
No
AI6975
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
05 Jul 2021 - 09 Jul 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.