Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
SUN, GUOYING
Chinese Name of Relevant Individual

孫國嬰
HKMA Registration Number
AI7002
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
08 Jul 2021
Is an Executive Officer? (Yes / No)
No
Capacity
STRATEGIST
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
08 Jul 2021
Is an Executive Officer? (Yes / No)
No
Capacity
STRATEGIST
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
First date of engagement
08 Jul 2021
Is an Executive Officer? (Yes / No)
No
Capacity
STRATEGIST
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SUN, GUOYING
:
Chinese Name of Relevant Individual
孫國嬰
:
HKMA Registration Number
AI7002
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
08 Jul 2021
No
STRATEGIST
UBS AG
Type 4: advising on securities
08 Jul 2021
No
STRATEGIST
UBS AG
Type 7: providing automated trading services
08 Jul 2021
No
STRATEGIST