Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CLOT, JACQUES-LOUIS HENRI
Chinese Name of Relevant Individual
HKMA Registration Number
AI7059
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Jul 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF EQUITY INDEX AND HYBRIDS TRADING, ASIA PACIFIC
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
14 Jul 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF EQUITY INDEX AND HYBRIDS TRADING, ASIA PACIFIC
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Jul 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF EQUITY INDEX AND HYBRIDS TRADING, ASIA PACIFIC
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 5: advising on futures contracts
First date of engagement
14 Jul 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF EQUITY INDEX AND HYBRIDS TRADING, ASIA PACIFIC
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
NATIXIS
SFC CE number
AGJ912
Business Address
LEVEL 72, UNITS 7101-7103A, 7105-7107A, 7108, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
NATIXIS
Effective Date
22 Apr 2026
Description
For Types 1, 2, 4 and 5 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of NATIXIS not subject to a similar condition.
2
Registered Institution
NATIXIS
Effective Date
22 Apr 2026
Description
For Types 1, 2, 4 and 5 regulated activities, the Executive Officer shall within 6 months from the effective date of consent for appointment as an Executive Officer for the relevant regulated activities (or within such further period as the Monetary Authority may agree in writing) have passed the relevant recognized local regulatory framework paper(s) pursuant to the Guidelines on Competence issued by the Securities and Futures Commission and informed the Monetary Authority of the examination result(s).
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 Apr 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 22 Apr 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 Apr 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 5: advising on futures contracts
Effective Period
Since 22 Apr 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2021 - 21 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
14 Jul 2021 - 21 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2021 - 21 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 5: advising on futures contracts
Effective Period
14 Jul 2021 - 21 Apr 2026
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CLOT, JACQUES-LOUIS HENRI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI7059
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
NATIXIS
Type 1: dealing in securities
14 Jul 2021
Yes
HEAD OF EQUITY INDEX AND HYBRIDS TRADING, ASIA PACIFIC
NATIXIS
Type 2: dealing in futures contracts
14 Jul 2021
Yes
HEAD OF EQUITY INDEX AND HYBRIDS TRADING, ASIA PACIFIC
NATIXIS
Type 4: advising on securities
14 Jul 2021
Yes
HEAD OF EQUITY INDEX AND HYBRIDS TRADING, ASIA PACIFIC
NATIXIS
Type 5: advising on futures contracts
14 Jul 2021
Yes
HEAD OF EQUITY INDEX AND HYBRIDS TRADING, ASIA PACIFIC
Name of Registered Institution
SFC CE number
Business Address
NATIXIS
AGJ912
LEVEL 72, UNITS 7101-7103A, 7105-7107A, 7108, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Registered Institution
Effective Date
Description
NATIXIS
1
22 Apr 2026
For Types 1, 2, 4 and 5 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of NATIXIS not subject to a similar condition.
NATIXIS
2
22 Apr 2026
For Types 1, 2, 4 and 5 regulated activities, the Executive Officer shall within 6 months from the effective date of consent for appointment as an Executive Officer for the relevant regulated activities (or within such further period as the Monetary Authority may agree in writing) have passed the relevant recognized local regulatory framework paper(s) pursuant to the Guidelines on Competence issued by the Securities and Futures Commission and informed the Monetary Authority of the examination result(s).
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI7059
NATIXIS
Type 1: dealing in securities
Since 22 Apr 2026
Yes
AI7059
NATIXIS
Type 2: dealing in futures contracts
Since 22 Apr 2026
Yes
AI7059
NATIXIS
Type 4: advising on securities
Since 22 Apr 2026
Yes
AI7059
NATIXIS
Type 5: advising on futures contracts
Since 22 Apr 2026
Yes
AI7059
NATIXIS
Type 1: dealing in securities
14 Jul 2021 - 21 Apr 2026
No
AI7059
NATIXIS
Type 2: dealing in futures contracts
14 Jul 2021 - 21 Apr 2026
No
AI7059
NATIXIS
Type 4: advising on securities
14 Jul 2021 - 21 Apr 2026
No
AI7059
NATIXIS
Type 5: advising on futures contracts
14 Jul 2021 - 21 Apr 2026
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.