Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SO, SAMUEL CHUN YIU
Chinese Name of Relevant Individual
蘇俊堯
HKMA Registration Number
AI7095
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2021 - 17 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2021 - 17 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2021 - 17 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2021 - 17 Sep 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SO, SAMUEL CHUN YIU
:
Chinese Name of Relevant Individual
蘇俊堯
:
HKMA Registration Number
AI7095
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI7095
CITIBANK, N.A.
Type 1: dealing in securities
17 Jul 2021 - 17 Sep 2021
No
AI7095
CITIBANK, N.A.
Type 4: advising on securities
17 Jul 2021 - 17 Sep 2021
No
AI7095
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
17 Jul 2021 - 17 Sep 2021
No
AI7095
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
17 Jul 2021 - 17 Sep 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.