Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
IP, HIU YAN
Chinese Name of Relevant Individual

葉曉欣
HKMA Registration Number
AI7134
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Jul 2021
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT INVESTMENT COUNSELLOR, PRIVATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Jul 2021
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT INVESTMENT COUNSELLOR, PRIVATE BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
IP, HIU YAN
:
Chinese Name of Relevant Individual
葉曉欣
:
HKMA Registration Number
AI7134
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Jul 2021
No
ASSISTANT INVESTMENT COUNSELLOR, PRIVATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Jul 2021
No
ASSISTANT INVESTMENT COUNSELLOR, PRIVATE BANKING