Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAR, CHING FUNG JIMMY
Chinese Name of Relevant Individual
車靖峰
HKMA Registration Number
AI7210
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, GLOBAL MARKETS SALES
Remarks
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, GLOBAL MARKETS SALES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
NATIXIS
SFC CE number
AGJ912
Business Address
LEVEL 72, UNITS 7101-7103A, 7105-7107A, 7108, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
Since 07 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Oct 2022 - 31 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Oct 2022 - 31 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2021 - 23 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jul 2021 - 23 Sep 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAR, CHING FUNG JIMMY
:
Chinese Name of Relevant Individual
車靖峰
:
HKMA Registration Number
AI7210
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
NATIXIS
Type 1: dealing in securities
07 Feb 2025
No
VICE PRESIDENT, GLOBAL MARKETS SALES
NATIXIS
Type 4: advising on securities
07 Feb 2025
No
VICE PRESIDENT, GLOBAL MARKETS SALES
Name of Registered Institution
SFC CE number
Business Address
NATIXIS
AGJ912
LEVEL 72, UNITS 7101-7103A, 7105-7107A, 7108, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI7210
NATIXIS
Type 1: dealing in securities
Since 07 Feb 2025
No
AI7210
NATIXIS
Type 4: advising on securities
Since 07 Feb 2025
No
AI7210
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
03 Oct 2022 - 31 Dec 2024
No
AI7210
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
03 Oct 2022 - 31 Dec 2024
No
AI7210
CREDIT SUISSE AG
Type 1: dealing in securities
28 Jul 2021 - 23 Sep 2022
No
AI7210
CREDIT SUISSE AG
Type 4: advising on securities
28 Jul 2021 - 23 Sep 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.