Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, GUO WEI
Chinese Name of Relevant Individual
李国維
HKMA Registration Number
AI7221
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 Jun 2023
Is an Executive Officer? (Yes / No)
No
Capacity
LENDING ADVISOR
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
First date of engagement
03 Jun 2023
Is an Executive Officer? (Yes / No)
No
Capacity
LENDING ADVISOR
Remarks
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Jun 2023
Is an Executive Officer? (Yes / No)
No
Capacity
LENDING ADVISOR
Remarks
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
02 Jun 2023
Is an Executive Officer? (Yes / No)
No
Capacity
LENDING ADVISOR
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CITIBANK, N.A.
SFC CE number
AAP937
Business Address
50TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.
Name of Registered Institution
CITICORP INTERNATIONAL LIMITED
SFC CE number
AAJ895
Business Address
50TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 03 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 03 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 02 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 02 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2021 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jul 2021 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2021 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jul 2021 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, GUO WEI
:
Chinese Name of Relevant Individual
李国維
:
HKMA Registration Number
AI7221
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CITIBANK, N.A.
Type 1: dealing in securities
03 Jun 2023
No
LENDING ADVISOR
CITIBANK, N.A.
Type 4: advising on securities
03 Jun 2023
No
LENDING ADVISOR
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
02 Jun 2023
No
LENDING ADVISOR
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
02 Jun 2023
No
LENDING ADVISOR
Name of Registered Institution
SFC CE number
Business Address
CITIBANK, N.A.
AAP937
50TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.
CITICORP INTERNATIONAL LIMITED
AAJ895
50TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI7221
CITIBANK, N.A.
Type 1: dealing in securities
Since 03 Jun 2023
No
AI7221
CITIBANK, N.A.
Type 4: advising on securities
Since 03 Jun 2023
No
AI7221
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 02 Jun 2023
No
AI7221
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
Since 02 Jun 2023
No
AI7221
CITIBANK, N.A.
Type 1: dealing in securities
29 Jul 2021 - 31 Mar 2023
No
AI7221
CITIBANK, N.A.
Type 4: advising on securities
29 Jul 2021 - 31 Mar 2023
No
AI7221
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
29 Jul 2021 - 31 Mar 2023
No
AI7221
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
29 Jul 2021 - 31 Mar 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.