Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAI, DIANA
Chinese Name of Relevant Individual
戴天慈
HKMA Registration Number
AI7265
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2024 - 05 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jan 2024 - 05 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 9: asset management
Effective Period
10 Jan 2024 - 05 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Aug 2022 - 19 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
18 Aug 2022 - 19 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2021 - 16 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2021 - 16 Jul 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAI, DIANA
:
Chinese Name of Relevant Individual
戴天慈
:
HKMA Registration Number
AI7265
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI7265
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
10 Jan 2024 - 05 Feb 2025
No
AI7265
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
10 Jan 2024 - 05 Feb 2025
No
AI7265
BANK OF SINGAPORE LIMITED
Type 9: asset management
10 Jan 2024 - 05 Feb 2025
No
AI7265
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
18 Aug 2022 - 19 Jul 2023
No
AI7265
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
18 Aug 2022 - 19 Jul 2023
No
AI7265
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
03 Aug 2021 - 16 Jul 2022
No
AI7265
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
03 Aug 2021 - 16 Jul 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.