Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
CHAN, HEI YAN HAZEL
Chinese Name of Relevant Individual

陈希恩
HKMA Registration Number
AI7278
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Apr 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INV. BANKING ASSOCIATE
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
30 Apr 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INV. BANKING ASSOCIATE
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
30 Apr 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INV. BANKING ASSOCIATE
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAN, HEI YAN HAZEL
:
Chinese Name of Relevant Individual
陈希恩
:
HKMA Registration Number
AI7278
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
30 Apr 2025
No
INV. BANKING ASSOCIATE
UBS AG
Type 4: advising on securities
30 Apr 2025
No
INV. BANKING ASSOCIATE
UBS AG
Type 6: advising on corporate finance
30 Apr 2025
No
INV. BANKING ASSOCIATE