Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAK, KA CHUN
Chinese Name of Relevant Individual
麥家俊
HKMA Registration Number
AI7399
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2022 - 25 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
16 Sep 2022 - 25 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Aug 2021 - 14 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Aug 2021 - 14 Jul 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAK, KA CHUN
:
Chinese Name of Relevant Individual
麥家俊
:
HKMA Registration Number
AI7399
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI7399
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
16 Sep 2022 - 25 Nov 2025
No
AI7399
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
16 Sep 2022 - 25 Nov 2025
No
AI7399
DAH SING BANK, LIMITED
Type 1: dealing in securities
14 Aug 2021 - 14 Jul 2022
No
AI7399
DAH SING BANK, LIMITED
Type 4: advising on securities
14 Aug 2021 - 14 Jul 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.