Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
TSUI, CHAK YIN
Chinese Name of Relevant Individual

徐澤賢
HKMA Registration Number
AI7400
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Aug 2021
Is an Executive Officer? (Yes / No)
No
Capacity
DEALER
Remarks
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Aug 2021
Is an Executive Officer? (Yes / No)
No
Capacity
DEALER
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Aug 2021
Is an Executive Officer? (Yes / No)
No
Capacity
DEALER
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Aug 2021
Is an Executive Officer? (Yes / No)
No
Capacity
DEALER
Remarks
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
First date of engagement
14 Aug 2021
Is an Executive Officer? (Yes / No)
No
Capacity
DEALER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TSUI, CHAK YIN
:
Chinese Name of Relevant Individual
徐澤賢
:
HKMA Registration Number
AI7400
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
14 Aug 2021
No
DEALER
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
14 Aug 2021
No
DEALER
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
14 Aug 2021
No
DEALER
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
14 Aug 2021
No
DEALER
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
14 Aug 2021
No
DEALER