Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
LI, CHAPMAN
Chinese Name of Relevant Individual

李澤銘
HKMA Registration Number
AI7502
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
26 Aug 2021
Is an Executive Officer? (Yes / No)
No
Capacity
INTERNATIONAL BANKING MANAGER (HSBC HK INTERNATIONAL BANKING CENTRE)
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
26 Aug 2021
Is an Executive Officer? (Yes / No)
No
Capacity
INTERNATIONAL BANKING MANAGER (HSBC HK INTERNATIONAL BANKING CENTRE)
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LI, CHAPMAN
:
Chinese Name of Relevant Individual
李澤銘
:
HKMA Registration Number
AI7502
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
26 Aug 2021
No
INTERNATIONAL BANKING MANAGER (HSBC HK INTERNATIONAL BANKING CENTRE)
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
26 Aug 2021
No
INTERNATIONAL BANKING MANAGER (HSBC HK INTERNATIONAL BANKING CENTRE)