Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
YIP, CATHY YUK YING
Chinese Name of Relevant Individual

葉玉瑩
HKMA Registration Number
AI7554
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Sep 2021
Is an Executive Officer? (Yes / No)
No
Capacity
CAPITAL MARKETS SOLUTION
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Sep 2021
Is an Executive Officer? (Yes / No)
No
Capacity
CAPITAL MARKETS SOLUTION
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
01 Sep 2021
Is an Executive Officer? (Yes / No)
No
Capacity
CAPITAL MARKETS SOLUTION
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
YIP, CATHY YUK YING
:
Chinese Name of Relevant Individual
葉玉瑩
:
HKMA Registration Number
AI7554
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Sep 2021
No
CAPITAL MARKETS SOLUTION
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Sep 2021
No
CAPITAL MARKETS SOLUTION
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
01 Sep 2021
No
CAPITAL MARKETS SOLUTION