Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, YUEY HEI
Chinese Name of Relevant Individual
伍睿希
HKMA Registration Number
AI7570
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Mar 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, PRODUCT MANAGEMENT, PRIVATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Mar 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, PRODUCT MANAGEMENT, PRIVATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 07 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2024 - 28 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2024 - 28 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 9: asset management
Effective Period
31 May 2024 - 28 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2021 - 31 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2021 - 31 May 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, YUEY HEI
:
Chinese Name of Relevant Individual
伍睿希
:
HKMA Registration Number
AI7570
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Mar 2025
No
SPECIALIST, PRODUCT MANAGEMENT, PRIVATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Mar 2025
No
SPECIALIST, PRODUCT MANAGEMENT, PRIVATE BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI7570
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 07 Mar 2025
No
AI7570
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 07 Mar 2025
No
AI7570
UBS AG
Type 1: dealing in securities
31 May 2024 - 28 Feb 2025
No
AI7570
UBS AG
Type 4: advising on securities
31 May 2024 - 28 Feb 2025
No
AI7570
UBS AG
Type 9: asset management
31 May 2024 - 28 Feb 2025
No
AI7570
CREDIT SUISSE AG
Type 1: dealing in securities
01 Sep 2021 - 31 May 2024
No
AI7570
CREDIT SUISSE AG
Type 4: advising on securities
01 Sep 2021 - 31 May 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
