Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
IP, WING SUM
Chinese Name of Relevant Individual
葉穎心
HKMA Registration Number
AI7571
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Aug 2022 - 07 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
05 Aug 2022 - 07 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2021 - 15 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2021 - 15 May 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
IP, WING SUM
:
Chinese Name of Relevant Individual
葉穎心
:
HKMA Registration Number
AI7571
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI7571
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
05 Aug 2022 - 07 Sep 2025
No
AI7571
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
05 Aug 2022 - 07 Sep 2025
No
AI7571
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
01 Sep 2021 - 15 May 2022
No
AI7571
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
01 Sep 2021 - 15 May 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.