Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, JINGJING
Chinese Name of Relevant Individual
劉京京
HKMA Registration Number
AI7574
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2025 - 04 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
11 Sep 2025 - 04 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2024 - 24 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2021 - 01 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Sep 2021 - 01 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
02 Sep 2021 - 01 Aug 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, JINGJING
:
Chinese Name of Relevant Individual
劉京京
:
HKMA Registration Number
AI7574
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI7574
HANG SENG BANK, LIMITED
Type 1: dealing in securities
11 Sep 2025 - 04 Jan 2026
No
AI7574
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
11 Sep 2025 - 04 Jan 2026
No
AI7574
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
27 Mar 2024 - 24 Oct 2024
No
AI7574
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Sep 2021 - 01 Aug 2023
No
AI7574
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Sep 2021 - 01 Aug 2023
No
AI7574
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
02 Sep 2021 - 01 Aug 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.